Digital compliance officer


This is the most comprehensive guide to digital cross-border compliance … ever. With cross-border financial services subject to comprehensive control in an increasingly stringent regulatory environment, a majority of compliance officers cite technology-enabled solutions as a key strategic objective. The question is: How can financial service providers use technology-enabled solutions to fight volatility, uncertainty, complexity and ambiguity in cross-border banking? Financial institutions today face three major challenges in cross-border compliance: increasing regulatory complexity, regulatory divergence and the spread of digital banking. More than a quarter of financial services companies expect a significant increase in regulatory density.


We are searching data for your request:

Digital compliance officer

Employee Feedback Database:
Leadership data:
Data of the Unified State Register of Legal Entities:
Wait the end of the search in all databases.
Upon completion, a link will appear to access the found materials.
Content:
WATCH RELATED VIDEO: The Role of the Compliance Officer

The rise of the chief compliance officer – Digital Guardian


Apply for this job. About Kraken. Our mission is to accelerate the adoption of cryptocurrency so that you and the rest of the world can achieve financial freedom and inclusion.

In our first decade, Kraken has risen to become one of the largest, most successful and respected crypto exchanges on the planet. We are changing the way the world thinks about finance and our range of successful products are playing a critical role in the mainstream adoption of crypto assets. We continue to trail-blaze into new territory with the introduction of Kraken Bank, providing a more seamless integration between crypto and the traditional financial system.

This makes us the first crypto company ever to be awarded a U. We attract people who push themselves to improve, are radically transparent and think differently in order to unlock their potential.

This role is based in London. As the designated Compliance Officer, you will have responsibility for the regulatory compliance of Kraken with all applicable requirements under UK law. You will serve a lead role in a cross-functional team that ensures Kraken remains at all times in good regulatory standing in the UK. Responsibilities Act as a day-to-day contact for regulatory compliance matters for relevant UK operations.

Monitor internal and external business, regulatory and technology environments to identify new or emerging compliance risks and verify remediation of issues as applicable. Develop and oversee the Compliance Monitoring Programme, and maintain compliance policies and procedures. Assess and oversee the implementation of new regulatory compliance requirements as they arise, assist with regulatory horizon scanning, and advise executive management accordingly.

Coordinate and liaise with Kraken Global Compliance to ensure alignment between global, regional and local compliance policies, procedures, and operations. Support regional product development by advising on the compliance impact and requirements associated with localised product launches..

Support regional marketing and brand development efforts by advising on the compliance impact and requirements associated with business and brand development, and advertising under applicable UK regulations.

Build and manage a local compliance operations function as required to support operations under future regulatory registrations or licenses. Requirements J. Demonstrable prior experience in relation to the regulation of crypto asset services in the UK. Previous experience in filing regulatory reports and providing compliance oversight.

Comprehensive knowledge of the UK crypto asset regulatory environment, developments, and relevant registration and licensing requirements for crypto and adjacent financial services. Familiarity with anti-money laundering and know-your-customer best practices within UK regulations. Experience developing policies and procedures that ensure hyper-growth innovation is advanced compliantly.

We value all Krakenites and their talents, contributions, and perspectives, regardless of their background.

Follow us on LinkedIn.



Senior Compliance Officer

In the business world, compliance can be defined as a set of corporate management tools for the development of internal risk control and mitigation processes. This defines what being "good for business" means. The liability was limited to those who took part in a wrongful act, as the agent or principal. Currently, companies are held accountable with strict liability in the civil and administrative spheres, even if they hadn't authorized the wrongful act or their officers were not aware of it.

Compliance officers are often stuck searching for critical data and do not dispose of a connected approach to the technology that supports their.

Chief Compliance Officer: What CCOs Do (and Why Your Company Should Have One)

Formerly a legal matter, compliance must now be deployed in every corner of the company. It is the choice of the legislator which, in recent regulations, requires the implementation of real management systems. Compliance must now deploy its networks, build effective processes and be able to report quickly to the authorities. Compliance is no longer just a cost center, it is a partner who anticipates, advises and supports the business in the simplest, healthiest ways, for truly sustainable development. Develop the essential components of a compliance program! The control of any compliance program is based on 5 inseparable levels of organization:. No policy can be reasonably deployed without the leadership of the General Management and its commitment, in terms of exemplarity, in particular. The management of fraud and corruption is everyone's business, and it must therefore integrate daily practices in terms of variations of processes and operational control plans. Awareness, communication and training of key personnel is absolutely necessary. Finally, the responsibility and monitoring of corruption issues must be embodied by a manager capable of leading, monitoring and proposing the necessary improvement actions.


Andrew Siegel

digital compliance officer

Flowdesk was founded in by a team passionate about digital assets and working together in the cryptocurrency space since early They have built a cryptocurrency financial infrastructure providing multi-services for token issuers and institutional investors. Flowdesk proposes global and optimized liquidity management services through an all-in-one solution covering secondary market liquidity, custody, brokerage, and yield enhancement services. While interacting daily with trading venues, the Flowdesk team was concerned by the shortcomings they encountered and the lack of trading infrastructure suited for institutional-grade activities. Flowdesk is bringing the latest cloud and infrastructure-as-code technologies to build a reliable and regulated trading and liquidity platform to accompany digital asset projects and insitutional investors.

Posted by RIA in a Box.

Senior Apprenticeship Compliance Officer

Targeting compliance has been saved. Targeting compliance has been removed. An Article Titled Targeting compliance already exists in Saved items. Chief Compliance Officers should be proactive in addressing the immediate needs of their compliance function. The combination of the global financial crisis that started in , challenges in respect of the mis-selling of Consumer Credit Insurance and the recent fines being imposed by the South African Reserve Bank SARB in respect of non-compliance with money laundering regulations by major South African banks have exposed weaknesses in the regulation, governance, culture and standards across the whole of the financial services industry, making these key risk for the board. In addition, the pending release of King IV and its increased focus on the substantive outcomes of compliance efforts as opposed to formulaic tick box compliance, has reinforced the need for a compliance function which clearly achieves the desired compliance outcomes.


Kristen Whealon

With GDPR now in force, the position of chief compliance officer CCO has risen in prominence as a corporate coordinator and navigator of compliance issues. The role involves ensuring organisational compliance with various regulatory requirements and that employees are in adherence to internal procedures and policies. The CCO should come up with corporate policies and procedures needed by their company for compliance. He or she will then need to communicate these policies and train employees to avoid compliance mishaps. The role also involves monitoring compliance and measuring and evaluating the level of compliance across the entire organisation.

The ideal candidate would be an experienced leader and strategic thinker with a deep knowledge of India's evolving digital industry. Chief Compliance Officer.

The role of a compliance officer has never been easy. But today it is more difficult than ever, with additional regulatory burdens springing up all the time, especially in response to increasing data and privacy concerns. But toeing the line can make it difficult to think outside the box and be innovative. In fact, it has become a point of contention in some organizations.


The Gartner Leadership Vision for CCOs research outlines three key issues that will affect CCOs and their teams in and actions they should take to mitigate risk, improve compliance culture and embed technology in their processes. At a time when the compliance officers are challenged to effectively manage the risks of modern business, new chief compliance officers need to find their feet fast and lead boldly. Chief compliance officers who empower the wider business to own compliance risk succeed on two fronts: They free up space for strategic work which supports business growth and drive employee ownership of compliance risk, ultimately leading to better risk prevention and mitigation. Use our resources to assess the current state of the function, map out next steps and implement your plans confidently.

Maybe you would like to consider the Categories below :.

These professionals must understand complex regulations and laws and simplify them down to required behaviors in a policy document. CCO responsibilities include education, monitoring and detection programs. The CCO serves as the primary contact to the regulators, and works closely with the GC during investigations and audits. Speaking of investigations and audits, most CCOs in large enterprises find themselves in an unrelenting flurry of digital investigations. CCOs are fast becoming contenders for the gold medal in running digital investigations for regulatory and policy compliance. Whistleblowers must feel safe to come forward to report any unethical or other misconduct.

With Technology taking an ever-increasing stake in our day to day life, professional and personal, Financial Institutions future success depend on their ability to master technology. It will last 24 months. For further information, please see www. To facilitate the examination of your application by our English-speaking managers, we thank you for applying in English.


Comments: 4
Thanks! Your comment will appear after verification.
Add a comment

  1. Khaled

    You are certainly right. In it something is also I think, what is it excellent thought.

  2. Akinozshura

    remarkably, the message very useful

  3. Shinzaburo

    Tell to me, please - where to me to learn more about it?

  4. Kordale

    You were visited simply with a brilliant idea

+